ALEXANDER (ALEX) PFAFF

duke university, sanford school of public policy

environmental & natural resource economist

alex.pfaff@duke.edu

(919) 613-9240

 

Land Use & Climate Mitigation

Global & Comparative
Brazilian Amazon
Costa Rica
Mexico
Indonesia

Global & Comparative

Ongoing

Pfaff, A.*, E.O. Sills, G.S. Amacher, M.J. Coren, K. Lawlor, C. Streck (2009). “Policy Impacts on Deforestation: lessons from past experiences to inform new initiatives”. Copenhagen Draft with Executive Summary Reviews literature on international and domestic conservation and development policy impacts on forest loss (for REDD but more evidence on deforestation than on degradation).

Joppa, L.* and A. Pfaff*. “Global Park Impacts: how could protected areas avoid more deforestation?” . Protected areas are the leading conservation tool and are likely to play a role in climate policy too. Almost all prior assessments of PA impacts do not sufficiently address the fact that PA networks are not randomly distributed across their national landscapes. Specifically, parks tend toward land that if unprotected is less likely than average to be cleared. Thus prior analyses overstate average PA impact. We show this across all 147 countries with >100 km2 of PA area by using ‘matching’ to control for effects of land characteristics. This global extension confirms the few smaller-scale studies that control for land characteristics, finding that this reduces park-impact estimates by half or more.

Delgado*, C., D. A. Conde, J. O. Sexton, F. Colchero, J.J. Swenson and A. Pfaff. “Deforestation dynamics in response to the evolution of the Western Amazonian Inter-Oceanic Highway” The Inter-Oceanic Highway (IOH) has grown from a dirt road to the critical first corridor through western Amazonia. While roads have long been linked to tropical deforestation, evaluating their effects requires understanding large variations in local impacts. In the tri-border region of Brazil, Peru and Bolivia, satellite images reveal rising clearing rates over 1989-2007. In Bolivia, clearing has accelerated as urban centers sprawl toward the Brazilian IOH. In Brazil, where development of the IOH began in the1980's, recent paving in cleared areas had no significant influence and growing secondary roads were the new drivers. Peruvian deforestation has increased slightly, yet the IOH is not yet complete. Our disaggregation of impacts in Brazil indicate that paving the IOH within Peru will accelerate deforestation significantly.

Conde, D.A.* and A. Pfaff*.  “Sequenced Road Investments and Clearing of the Mayan Forest”. Examines deforestation following road investments in the Mayan Forest in southern Mexico, Guatemala and Belize. Finds that impacts of new roads investments vary according to prior levels of development, with lower impacts far from previous development investments, though in these locations the new roads most strongly shape where the clearing occurs.

Published

Joppa, L.* and A. Pfaff* (2010). “Re-assessing the forest impacts of protection: the challenge of non-random protection & a corrective method”. Annals of the New York Academy of Sciences 1185:135–149 Reviews literature on parks' impacts on deforestation, with discussion and examples of the approach I am taking with others.

Ricketts T.H. *, B. Soares-Filho, G. da Fonseca, D. Nepstad, A. Pfaff. et al. (2010) “Indigenous Lands, Protected Areas, and Slowing Climate Change”. PLoS Biol 8(3).  doi:10.1371/journal.pbio.1000331 Summarizes literature on parks' impacts and in particular on Amazonian protected areas. Suggests PAs can help to generate REDD.

Pfaff A.* and R. Walker* (2010). “Regional Interdependence and Forest ‘Transitions’: substitute deforestation limits the relevance of local reversals”.  Land Use Policy 27:119-129. Constraints upon aggregate or global forest transition are significantly more severe than upon local forest reversals. The reason is that one region’s reversal can be facilitated by other regions. For ‘facilitating regions’ to rise in forest requires other changes. We consider the historical Northeast US where a regional reversalwas dramatic and impressive. Yet this depended upon the Midwest US supplying food and the availability of timber from other US regions. Next we consider deforestation in Amazônia. Inter-regional issues again are crucial. For cattle and soy, expansion of global demands may give to Amazonia a role more like the Midwest than the Northeast US. We discuss the constraints upon very broad forest transition.

Joppa, L.* and A. Pfaff*  (2009). “High & Far: biases in the location of protected areas”.  PLoS ONE 4(12): e8273. doi:10.1371/journal.pone.0008273 Quantitatively extending the perception that PAs occupy ‘‘rock and ice’’, we show that across 147 nations PA networks are biased towards places unlikely to face land conversion pressures even in the absence of protection. We test each country’s PA network for bias in elevation, slope, distances to roads and cities, and suitability for agriculture. Within each country’s set of PAs, we also ask if the level of protection is biased in these ways. We find that the significant majority of national PA networks are biased to higher elevations, steeper slopes and greater distances to roads and cities. Also, within a country, PAs with higher protection status are more biased than are the PAs with lower protection statuses. In sum, PAs are biased towards where they can least prevent land conversion (even if they offer perfect protection).

Pfaff A.* (2000).  “From Deforestation to Reforestation in New England, USA”, in Palo, Matti and Heidi Vanhanen, eds. Global Prospects of Deforestation and Forest Transition, Kluwer.

Brazilian Amazon

Ongoing

Pfaff A.*, R. Walker, S. Perz, W. Laurance, C. Bohrer, J.A. Robalino, S. Aldrich, E. Arima, M. Caldas and K. Kirby. “Roads & Deforestation in the Brazilian Amazon”.A recent study suggests that road expansion in areas of Amazonia that had already experienced significant development actually reduced deforestation rates. Our more spatially detailed data for early road investments and deforestation show not only that in the great majority of Amazonia new roads significantly accelerated deforestation but also that only in highly deforested areas were the impacts of new roads not significant (and they never diminish the rate of forest loss). The durable concept is that road impacts vary with local conditions. However, short-run impacts appear to be lower not only where prior development and clearing are high but also were they are very low. Short-run impact is actually highest in between and we discuss why.

Pfaff, A.* , J.A. Robalino*, S. Perz, R. Walker et al.  “Development, Roads and Deforestation in the Braziliam Amazon: an empirical view across decades”.Greatly extending suggestive early period findings, using spatially detailed data across multiple periods of land-use responses we show that roads investments clearly accelerate deforestation. Further, we show that the magnitude of that effect varies with prior development and clearing in ways that differ from those suggested in the literature.

Pfaff, A.*  and J.A. Robalino* et al.  “REDD Roads? Spatial dynamics and spatial variation in causal impacts” We use matching on much more spatially detailed data than in past work to examine new roads’ impacts on deforestation given the likelihood of partial adjustment and endogenous development. Prior development affects the baseline deforestation rates, consistent with other investments responding to early access and then driving development. Failure to control for this history yields spurious results. Using exact matching to control for this, prior development affects new road impacts. New-road impacts in the short run were relatively low for low prior development and high prior development. In between these bounds, road investments immediately raise deforestation significantly.

Pfaff, A.* , J.A. Robalino* , D. Herrera et al.  “Amazon Parks ” Analyzes protected area impacts on deforestation using matching to improve greatly the 'apples to apples' comparison for broad average results. They suggest the potential increase in deforestation impact from targeting lands under higher pressure.

Delgado*, C., A. Pfaff* et al..  “Will Nearby Protected Areas Constrain Road Impacts On Deforestation?” Examines the impact upon deforestation rates of the Chico Mendes Extractive Reserve in comparison with other protected areas in the state of Acre in the western Brazilian Amazon. The latter suffer less clearing but prevent less deforestation since they face little pressure, while Mendes has significant impact.

Published

Pfaff, A.*, A. Barbieri, T. Ludewigs, F. Merry, S. Perz and E.J. Reis (2009).  “Road Impacts in Brazilian Amazonia” chapter proof in the book announcement Keller, M., M. Bustamente, J. Gash and P. Dias, eds.,  Amazonia and Global Change. American Geophysical Union. Reviews Amazonian road impacts research with authors from leading research groups.

Pfaff A.*, J.A. Robalino*, R. Walker, E. Reis, S. Perz, C. Bohrer, S. Aldrich, E. Arima, M. Caldas, W Laurance and K. Kirby (2007). “Road Investments, Spatial Intensification and Deforestation in the Brazilian Amazon”. Journal of Regional Science 47:109-123 We find evidence of spatial spillovers from roads in the Brazilian Amazon: deforestation rises in the census tracts that lack roads but are in the same county as and within 100 km of a tract with a new paved or unpaved road.

Pfaff A.(1999). “What Drives Deforestation in the Brazilian Amazon? Evidence from Satellite and Socioeconomic Data” Journal of Environmental Economics and Management 37(1):26-43 Following a model of land use which suggests many determinants of deforestation in the Brazilian Amazon, this paper tests a number of factors using county-level data for the period 1978-1988. The data include a satellite deforestation measure which allows improved within-country analysis. The major empirical finding is the significance of both land characteristics and factors affecting transport costs such as distance to major markets and both own- and neighboring-county roads. Population density using a quadratic specification reveals a robust result: the first migrants to a county have greater impact than later immigrants. Thus the distribution of population affects its impact.

Costa Rica

Ongoing

Robalino J.A.* and A. Pfaff. “Contagious Development: neighbors’ interactions in deforestation”.working paper We estimate neighbor interactions in deforestation in Costa Rica. To address simultaneity and the presence of spatially correlated unobservables, we instrument for neighbors' deforestation using the slopes of neighbors' and neighbors' neighbors' parcels. We find that neighboring deforestation signicantly raises the probability of deforestation. Correct estimation of the interaction reverses the naive estimate's prediction of multiple equilibria while still implying significant effects on the amount and spatial pattern of deforestation. Policies for agricultural development or forest conservation in one area will affect deforestation rates in non-targeted neighboring areas.

Pfaff, A.* , J.A. Robalino* and G.A. Sanchez-Azofeifa.  “Payments for Environmental Services: empirical analysis for Costa Rica 1997-2000”.working paper Evaluating its impact using the deforestation observed in matched untreated areas, we find that Costa Rica’s PSA program of payments for environmental services had little effect on 1997-2000 forest clearing. Reasons include: a low national rate of deforestation; no targeting of those locations more likely to change land usage; and a goal of transferring surplus to landowners. This pioneering effort could save much of its budget, or greatly increase forest impact from current funds, if it could avoid enrolling lands which would remain forested even without such payments.

Robalino, J. *, A. Pfaff *, A. Sanchez, F. Alpizar, C. Leon, and C.M. Rodriguez. “Deforestation Impacts of Environmental Services Payments: Costa Rica’s PSA Program 2000-2005”.  working paper Costa Rica’s PSA environmental services payments were the pioneers and evolved over time. We evaluate whether a change in implementation over time changes impacts on deforestation. For forest-protection contracts during 2000 and 2005, we find that less than 5 in 1000 (about 0.4%) of the parcels enrolled would have been deforested annually without payments. This is slightly higher than in 1997-2000. The shifts in PSA implementation eliminated the bias of the PSA payments towards lands that are relatively unprofitable. Thus we see that within the same country for the same policy, the details of implementation matter.

Robalino, J.A.*  and A. Pfaff*  et al. “Spatial Spillovers from Parks in Costa Rica”. Mimeo, CATIE. Given concerns about 'leakage', or displaced deforestation which would lower the total impact of a conservation policy such as protected areas, we add to the very limited empirical literature on spatial spillovers.

Kerr S.* & A. Pfaff* . “Development and Deforestation: evidence from Costa Rica”.In light of significant focus upon 'additionality' of observed land use (with implications for greenhouse gas emissions), we examine deforestation over time in Costa Rica, adding to the limited analyses of land-use change over decades within a given country.

Pfaff A.*  and S. Kerr. “What Would Have Happened? reviewing and improving estimated baselines for tropical forests and sequestered carbon”. Following the ever increasing focus on rigorous evaluation of the impacts of forest conservation actions, we review what has been learned concerning small-scale projects and discuss the potential for larger-scale alternatives.

Kerr S.*, J. Hendy*, S. Liu* and A. Pfaff. “Tropical Forest Protection, Uncertainty, and Environmental Integrity of Carbon Mitigation Policies”. Many policy makers and negotiators fear that if credits for avoided deforestation are allowed to count for compliance, the environment will suffer because the credits will not reflect truly additional carbon storage. This paper considers uncertainties involved in estimating carbon stocks and predicting deforestation. We build an empirically based, stochastic, model that combines data from field ecology, GIS data from satellite imagery, economic analysis and ecological process modeling to simulate the effects of these uncertainties on the environmental integrity of credits for avoided deforestation.

Published

Pfaff, A. * , J.A. Robalino * , G.A. Sanchez-Azofeifa, K. Andam and P. Ferraro (2009). “Park Location Affects Forest Protection: Land Characteristics Cause Differences in Park Impacts across Costa Rica,” The B.E. Journal of Economic Analysis & Policy: Vol. 9: Iss. 2 (Contributions), Article 5 (available at: http://www.bepress.com/bejeap/vol9/iss2/art5 “)

Andam, K. * , P. Ferraro * , A. Pfaff, J. Robalino and A. Sanchez (2008). “Measuring the effectiveness of protected-area networks in reducing deforestation”. PNAS 105(42):16089-16094.

Pfaff, A. * and J.A. Robalino * (accepted) “Payments for Environmental Services: overview of empirical analyses”. Chapter for the volume 'Avoided Deforestation: Prospects for Mitigating Climate Change'.

Robalino J.A. * and A. Pfaff with G.A. Sanchez-Azofeifa (2007). “Estimating Spatial Interactions in Deforestation Decisions” in (ed.) Frontiers of Biodiversity Economics, Cambridge Univ. Press.

Sanchez-Azofeifa, G. * , A. Pfaff , J. Robalino and J. Boomhower (2007). “ Costa Rica’s Payment for Environmental Services Program: Intention, Implementation and Impact”. Conservation Biology 21(5):1165-1173.

Alpizar, F. * , A. Blackman * and A. Pfaff * (2007). “Payments for Ecosystem Services: why precision and targeting matter”. Resources 165(spring):20-22.

Pfaff A. * , S. Kerr * , L. Lipper * with R. Cavatassi, B. Davis, J. Hendy and A. Sanchez (2007). “Will Buying Tropical Forest Carbon Benefit The Poor? evidence from Costa Rica”. Land Use Policy 24:600-610.

Pfaff A. * and S. Kerr * with R. Cavatassi, B. Davis, L. Lipper, A. Sanchez and J. Timmins (forthcoming). “Effects of Poverty on Deforestation: distinguishing behavior from location” in (ed.) Economics of poverty, environment and natural resource use, Wageningen University Environment / Resources.

Pfaff A. * and A. Sanchez * (2004). “Deforestation Pressure and Biological Reserve Planning: A Conceptual Approach & An Illustrative Application for Costa Rica”. Resource and Energy Economics 26:237-254.

Kerr S. * , S. Liu * , A. Pfaff * and R.F. Hughes (2003). “Carbon dynamics and land-use choices: building a regional-scale, multidisciplinary model.” Journal of Environmental Management 69:25-37.

Sanchez-Azofeifa G.A. * , G.C. Daily, A. Pfaff and C. Busch (2003). “Integrity and Isolation of Costa Rica’s National Parks and Biological Reserves: examining the dynamics of land-cover change”. Biological Conservation 109:123-135.

Kerr S. *, A. Pfaff *, G.A. Sanchez-Azofeifa * and M. Boscolo (2001). “How Can Carbon Sequestration in Tropical Forests Be Rewarded? Evidence from Case Of Costa Rica”, in Central America Project, Environment: Conservation and Competitiveness, HIID, Harvard University Press, Cambridge, MA.

Kerr S. *, A. Pfaff * and G.A. Sanchez-Azofeifa * (2001). “The Dynamics of Deforestation and the Supply of Carbon Sequestration: Illustrative Results from Costa Rica”, in Central America Project, Environment: Conservation and Competitiveness, HIID, Harvard University Press, Cambridge, MA.

Pfaff A. *, S. Kerr *, R.F. Hughes, S. Liu, A. Sanchez, D. Schimel, J. Tosi, V. Watson (2000). “The Kyoto Protocol & Payments for Tropical Forest: An Interdisciplinary Method for Estimating Carbon-Offset Supply and Increasing the Feasibility of a Carbon Market under the CDM”. Ecol. Econ. 35(2):203.

Mexico

Ongoing

Zepeda*, Y., A. Blackman, A. Pfaff and J. Robalino. “Evaluating The Impacts of Mexican Protected Areas on Deforestation 1993-2000”.  

Amor*, D. and A. Pfaff*.  “Sequenced Road Investments and Clearing of the Mayan Forest”.

Indonesia

Ongoing

Engel, S., C. Palmer and A. Pfaff. “Paper Tigers, Fences-&-Fines or Co-Management?  community conservation agreements in Indonesia’s Lore Lindu National Park